Presults is listed in the FINRA Compliance Vendor Directory​

Ready for proactive, real-time compliance?

A compliance experience that advisors and broker-dealers love

Our compliance solution covers your requirements for archiving emails, websites, and social media platforms - with an innovative approach to flagged keywords.

Compliant archiving for all your messages

Capture and store all your data in accordance with SEC rule 17a-4 and other FINRA rules.

Review in real-time or anytime

Eliminate most of your work with our built-in compliance lexicons that stop emails before reaching the recipient.

Audit-ready logging and exports

Easily retrieve emails and web pages in the Presults™ user-friendly comprehensive dashboard.

Save on reviews

Come up empty on keyword searches with our pre-sending alerts. By the time an email was sent out, the issue was already remediated.

Satisfy auditors

Demonstrate your commitment to SEC 17(a)-4 compliance by utilizing a proven tool to help in the process.

Employee training

By alerting employees to in-the-moment compliance breaches, they develop awareness and increased responsibility.

Built-in compliance lexicon

Set-it-and-forget-it with our constantly updated lexicon of triggered keywords in outgoing messages.

Additional compliance and security modules:

We cover more than your basic compliance needs


Cut down on risky communication with automatic and manual encryption of sensitive content.

Tone analyzer

Monitor the narrative and communication style throughout your office with our integrated tone modules.

PII data protection

Protect your clients' personal information and financial documents with encryption and AI-powered data scrambling.

Web and Social Media Archiving

In addition to our core products, we also offer web and social media archiving, with flexible daily/weekly/monthly backups and full HTML capture.

Automated Compliance

Presults™ delivers a new approach to compliance that relies on responsible communication before the email reaches the recipient.

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