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The penalties for violating SEC and FINRA regulations are steep. Every year, firms who violate the rules pay millions of dollars in fines and individual advisors are often suspended, risking their livelihood and future earnings potential.
Presults will make sure you’re proactive when it comes to ensuring compliance by stopping prohibited communications before they are sent.
Email, SMS/text messaging, instant messaging, social media, and websites in one easy to use solution.
Know what you're getting upfront without any hidden fees.
Eliminate most of your current review process with proactive compliance reviews and self-audit modules.
Our straightforward pricing model is designed for financial advisors and compliance teams.
Take advantage of our flexible terms and annual pricing.
Most onboardings take less than an hour so you are up and running fast!
We want to ensure your experience is smooth and efficient so you can reach us by phone, chat, or email if you need us.
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Tired of unanswered support inquiries? From onboarding and training, to ongoing support, we’re here to help you via phone, chat, or email. No robot answers, just real people with the support you need, when you need it.
Presults™ offers a new standard in compliance that is easier to manage, reduces cost, and is highly-effective.
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