Email Archiving and Compliance for Advisors

Easily comply with SEC and FINRA regulations

Fully-compliant recordkeeping that helps you cut down on 90% of reviews

Contact us to see a demo of our smarter approach to supervision

Archiving

Capture and store your data in accordance with SEC rule 17a-4 and other FINRA rules.

Reviews

Easily retrieve emails and web pages in the Presults™ user-friendly comprehensive dashboard.

Automation

Eliminate most of your work with our built-in compliance lexicons that stop emails before reaching the recipient.

Powering the first-ever self-regulating platform, drastically reducing compliance risk with AI-powered tools.

Save on reviews

Come up empty on keyword searches with our real-time alerts. By the time an email was sent out, the issue was already remediated.

Satisfy auditors

Demonstrate your commitment to SEC 17(a)-4 compliance by utilizing a proven tool to help in the process.

Employee training

By alerting employees to in-the-moment compliance breaches, they develop awareness and increased responsibility.

Built-in compliance lexicon

Set-it-and-forget-it with our constantly updated lexicon of triggered keywords in outgoing messages.

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Trusted by advisors to improve compliance efficiency

White-glove customer support at every stage

Onboarding & Training

Our onboarding specialists will ensure a smooth provisioning process and get you up and running quickly and without a stoppage in email flow.

Ongoing Support

Tired of subpar support? We're here to help you via phone, chat, or email. No robot answers, just real people with the support you need, when you need it.

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