Automated Email Compliance and Archiving

Purpose-built for Registered Investment Advisors

A smarter RIA archiving and compliance solution

Archive your email, website, and social media channels - all on one platform

Archiving

All your email, web, and social media archives are stored in accordance with 17a-4 compliance regulations.

Reviews

Easily retrieve emails and web pages in the Presults™ user-friendly comprehensive dashboard.

Automation

Eliminate most of your work with our built-in compliance lexicons that stop emails before reaching the recipient.

Powering the first-ever self-regulating platform, drastically reducing compliance risk and manual reviews with AI-driven tools.

Save on reviews

Come up empty on keyword searches with our pre-sending alerts. By the time an email was sent out, the issue was already remediated.

Satisfy auditors

Demonstrate your commitment to SEC 17(a)-4 compliance by utilizing a proven tool to help in the process.

Employee training

By alerting employees to in-the-moment compliance breaches, they develop awareness and increased responsibility.

Built-in compliance lexicon

Set-it-and-forget-it with our constantly updated lexicon of triggered keywords in outgoing messages.

"A brilliant tool for investment firms. We're excited to be part of a new era of email archiving and compliance."

Katie Branhoff, CISO, Bridgeform Capital

All-in-one RIA Archiving

Email

We connect to all email clients so you can continue to use your existing solution.

Website

Add your marketing websites and blogs with our easy-to-use console.

Social media

Connect your social media accounts and we'll monitor automatically for new posts.

Get up and running in 5 minutes

Presults™ installs on top of your existing email solution, so you can get up and running in no time.

Smart AI + Human expertise = A winning combination

Our team of compliance experts are always on top of the latest developments in regulatory compliance, which we use to power our AI-driven platform.

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