Archiving and Compliance

True West Consulting Partners with Presults to Enhance Compliance for Financial Advisory Firms


Discover how True West Consulting's partnership with Presults is streamlining compliance processes for financial advisory firms and mitigating risks with modern communication archiving technology.

[New York, NY, March 22, 2024] – Presults, a cutting-edge communication archiving solution designed specifically for the modern financial advisor, is proud to announce a strategic partnership with True West Consulting, a leading provider of compliance solutions for SEC registered investment advisory firms. This partnership aims to bolster their shared commitment to helping financial advisory firms navigate regulatory requirements effectively while streamlining compliance processes.

As financial regulations continue to evolve and become increasingly complex, financial firms are faced with the challenge of ensuring compliance while maintaining a focus on client service. True West Consulting specializes in assisting firms in creating a strong culture of compliance, offering tailored solutions to meet the unique needs of each client. Companies receive assistance in establishing robust compliance programs, including integrating the right compliance technology such as Presults.

Presults’ empowers financial advisors to focus on their clients without the burden of compliance worries. Their communication archiving solution is meticulously crafted to align with the specific laws and regulations set by the SEC and FINRA, providing financial firms with peace of mind knowing that their communication records are compliant and secure. Presults’ commitment to staying at the forefront of technology and regulatory changes ensures that financial advisors are equipped with modern automation tools to future-proof their practices.

Through this partnership, True West Consulting will leverage Presults’ state-of-the-art technology to enhance its compliance solutions for financial firms. By utilizing Presults’ communication archiving solution, True West Consulting will help its clients automate client communication archiving for compliance, mitigate risks, and protect their clients’ best interests more effectively.

Furthermore, as part of this partnership, True West Consulting clients will receive an exclusive discount on Presults software, adding value to firms seeking comprehensive compliance solutions.

“We are excited to partner with Presults to further enhance our compliance offerings for financial firms,” said Kari Thiessen, Co-Founder of True West Consulting. “By leveraging Presults’, we can provide our clients with even greater support in meeting regulatory requirements and ensure they utilize intuitive and modern archiving tools”.

True West Consulting and Presults are committed to supporting financial firms in their compliance efforts and helping them thrive in an ever-changing regulatory landscape.

For more information about True West Consulting and Presults, please visit True West Consulting’s website and Presults’ website.

True West Consulting and Presults Partnership