Your Compliance Partner in the Digital Era

At Presults, we are on a mission to empower financial advisors to focus on their clients, without needing to worry about compliance.

Our Story

Driven by a passion for simplifying the complexities of compliance, Presults was founded by a team of seasoned professionals with a shared vision. Recognizing the challenges faced by financial advisors in navigating the intricate web of regulations and allocating valuable time and resources to compliance tasks, we embarked on a mission to provide a solution that automates compliance expertise.

Our impact on simplifying digital compliance

Review

90%

less digital communication

Utilized by

Thousands

of financial advisors

Headquartered in

New York

City, NY

Presults is listed in the

FINRA

Compliance Vendor Directory

Founded

2021

to bring modern archiving to financial advisors

Purpose built for

Financial

Advisory firms

What Sets Us Apart

Purpose-Built for Financial Advisors

At Presults, we specialize exclusively in compliance within the financial advisory industry. Our solution is meticulously crafted to align with the specific laws and regulations set by the SEC and FINRA.

Continuous Product Innovation

Our commitment to staying at the forefront of technology and regulatory changes sets us apart. We embrace innovation to ensure you are equipped with modern automation tools to future-proof your practice.

Client-Centric Approach

Your success is our priority. Presults ensures your firm meets regulatory requirements, mitigates risks, avoids penalties and sanctions, and protects your client's best interests.

.

Who We Help

Presults is tailored for financial advisors who aspire to provide an excellent client experience without the fear of regulatory requirements and legal consequences. We automate compliance work so that advisors can focus on what they do best – offering impactful financial guidance to Americans. Our platform is perfectly suited for advisors aiming to establish themselves as frontrunners in the industry, and profoundly impact their clients' financial lives. If you're a financial advisor seeking to automate your firm’s compliance, get in touch.

At Presults, we are not just shaping the future of compliance; we are shaping the future of financial advisory excellence.

Participant Programs and Partners: