The Presults™ Archiving solution caters to firms regulated by the SEC and FINRA to be compliant and audit-ready. We act as your designated third party and provide a letter of undertaking with the SEC and FINRA.
Designed to capture and store all your data in accordance with SEC rule 17a-4 and other FINRA regulations.
Designed to address the unique needs of financial advisory firms, our commitment is to make your firm compliant and audit-ready.
We adhere to the highest industry standards for data security, utilizing AWS hosting, and encrypting sensitive data.
Our onboarding process is simple and painless, with a dedicated team of experts to seamlessly connect all of your data.
"My experience with Presults has been excellent. I'm particularly impressed with their improved UI when it comes to reviewing emails."
CSD Financial - Brooklyn, NY
"Now, our emails, text messages, social posts, IM, everything is neatly displayed and easy to monitor for compliance."
PlanRite WM- Wichita, KS