How it works

Compliant Archiving Solutions for Advisors

All-in-one solution for SEC, FINRA, and state regulated advisors.

Archiving:

Reviews:

Reports:

Automated compliance monitoring

On top of our core compliance solution, we built a smart monitoring tool to help you save time on the review process:

Pre-Detection

All emails sent from your company pass through the Presults™ intelligent gateway, where we check the contents of the email for potential compliance breaches.

Self-Remediation

If we detect an issue in an outgoing email, we prompt the sender to review the email. We offer quick and flexible remediation options to allow the email to continue on its way.

Logs and Reviews

All triggered emails are saved for quick reviews, and all outbound and inbound emails are saved in WORM format in accordance with regulatory rules.

1. Define your triggers

Add your keyword lexicon on our console and define negating keywords. You can also import your lexicon from your existing solution or XLS file.

2. Choose behaviors

We designed our solution to be extremely flexible to fit your exact needs. Each advisor/group can have their own behavior rules.

AI-driven compliance is the new way

How Presults™ stacks up against other companies:

Other archiving solutions:

Get started today

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