How the Presults Compliance
Platform works

The Presults all-in-one compliance platform ensures your financial advisory firm’s communications meet the highest standard.

archiving technology for financial advisors

Proactive monitoring for compliance

Proactive monitoring to ensure communications remain compliant and audit-ready.

Archiving across digital platforms

Communicate with clients confidently on your preferred digital platforms.

Time saving automations

Smart automation to free up time and allow you to focus on what matters most – your clients.

Automatic retention for all your communication platforms

Keeping emails compliant and audit-ready has never been easier. Our compliance platform automatically archives client communications for you, storing records in accordance with 17a-4 guidelines.

Communication archiving financial advisors

Have an online presence without getting into hot water

Experience reliable social media and website archiving you can trust. Our solution archives social media activity, company webpages, and blogs to keep your business compliant.

Discover proactive compliance for peace of mind

✔ Comply with industry regulations

Designed to capture and store all your data in accordance with SEC rule 17a-4 and other FINRA regulations.

✔ Simplified user experience

Designed to address the unique needs of financial advisory firms, our commitment is to make your firm compliant and audit-ready.

✔ Encrypted and secure

We adhere to the highest industry standards for data security, utilizing AWS hosting, and encrypting sensitive data.

✔ Easy to deploy

Our onboarding process is simple and painless, with a dedicated team of experts to seamlessly connect all of your data.

A whole new experience

"My experience with Presults has been excellent. I'm particularly impressed with their improved UI when it comes to reviewing emails."

Chesky D.

CSD Financial - Brooklyn, NY

Everything in one place

"Now, our emails, text messages, social posts, IM, everything is neatly displayed and easy to monitor for compliance."

Tom F.

PlanRite WM- Wichita, KS

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