How the Presults Compliance
Platform works
The Presults all-in-one compliance platform ensures your financial advisory firm’s communications meet the highest standard.
Proactive monitoring for compliance
Proactive monitoring to ensure communications remain compliant and audit-ready.
Archiving across digital platforms
Communicate with clients confidently on your preferred digital platforms.
Time saving automations
Smart automation to free up time and allow you to focus on what matters most – your clients.
Automatic retention for all your communication platforms
Keeping emails compliant and audit-ready has never been easier. Our compliance platform automatically archives client communications for you, storing records in accordance with 17a-4 guidelines.
Have an online presence without getting into hot water
Experience reliable social media and website archiving you can trust. Our solution archives social media activity, company webpages, and blogs to keep your business compliant.
Discover proactive compliance for peace of mind
Discover proactive compliance for peace of mind
✔ Comply with industry regulations
Designed to capture and store all your data in accordance with SEC rule 17a-4 and other FINRA regulations.
- Learn more
✔ Simplified user experience
Designed to address the unique needs of financial advisory firms, our commitment is to make your firm compliant and audit-ready.
- Learn more
✔ Encrypted and secure
We adhere to the highest industry standards for data security, utilizing AWS hosting, and encrypting sensitive data.
- Learn more
✔ Easy to deploy
Our onboarding process is simple and painless, with a dedicated team of experts to seamlessly connect all of your data.
- Learn more
A whole new experience
"My experience with Presults has been excellent. I'm particularly impressed with their improved UI when it comes to reviewing emails."
Chesky D.
CSD Financial - Brooklyn, NY
Everything in one place
"Now, our emails, text messages, social posts, IM, everything is neatly displayed and easy to monitor for compliance."
Tom F.
PlanRite WM- Wichita, KS
