The archiving solution for modern broker dealers and aggregators
Easily comply with archiving, monitoring, and logging requirements for the entire organization with our cost-effective solutions. It's time for a compliance tool that meets your enterprise and RIA needs.
Welcome to the new standard in archiving
As a broker dealer or aggregator, staying ahead means staying compliant. Presults is an all-in-one solution for archiving, reporting, and reviews with cost-saving automation and AI.
- Works everywhere advisors work, including email, website, social media, SMS, and more
- Monitoring tools purpose-built according to RIA and BD requirements and workflows
- No long-term contracts, startup fees, export fees, or hidden fees of any kind
- Reduce archiving expenses by 50% with flexible BD-focused billing options
Purpose built archiving technology for the financial advisory industry
Presults ensures your financial advisory firm complies with industry regulations by capturing and storing all of your data in accordance with SEC rule 171-4 and other FINRA regulations.
Fully-compliant email and SMS archiving and record keeping
Capture and store all your data in accordance with SEC rule 17a-4 and other FINRA rules and guidelines.
Real-time compliance monitoring that eliminates manual reviews
Eliminate most of the monitoring work with our built-in compliance lexicons that stop emails before reaching the recipient.
Automated reviews and full eDiscovery solution
Easily retrieve emails, web pages, and all your connected channels in the Presults intuitive and user-friendly dashboard.
White-glove customer support at every stage
Tired of subpar support? From onboarding and training to ongoing support, we're here to help you via phone, chat, or email.
“I'm most impressed with Presults' easy onboarding process. The archiving feature is intuitive and simple, and we've had great support from their client experience team.”
- Joe McQuaid, Managing Partner, Imprint Wealth
