The archiving solution for modern broker dealers and aggregators

Easily comply with archiving, monitoring, and logging requirements for the entire organization with our cost-effective solutions. It's time for a compliance tool that meets your enterprise and RIA needs.

Welcome to the new standard in archiving

As a broker dealer or aggregator, staying ahead means staying compliant. Presults is an all-in-one solution for archiving, reporting, and reviews with cost-saving automation and AI.

AI impact on compliance

Purpose built archiving technology for the financial advisory industry

Presults ensures your financial advisory firm complies with industry regulations by capturing and storing all of your data in accordance with SEC rule 171-4 and other FINRA regulations.

Fully-compliant email and SMS archiving and record keeping

Capture and store all your data in accordance with SEC rule 17a-4 and other FINRA rules and guidelines.

Real-time compliance monitoring that eliminates manual reviews

Eliminate most of the monitoring work with our built-in compliance lexicons that stop emails before reaching the recipient.

Automated reviews and full eDiscovery solution

Easily retrieve emails, web pages, and all your connected channels in the Presults intuitive and user-friendly dashboard.

White-glove customer support at every stage

Tired of subpar support? From onboarding and training to ongoing support, we're here to help you via phone, chat, or email.

“I'm most impressed with Presults' easy onboarding process. The archiving feature is intuitive and simple, and we've had great support from their client experience team.”

- Joe McQuaid, Managing Partner, Imprint Wealth

email archiving financial advisors

Looking to upgrade your archiving solution?

Book a call to learn about updateing to a modern archiving solution.