Announcing our new offering for RIAs
Presults is pleased to introduce our latest innovation in the field of compliance for advisory firms: Managed Services for Email and Advertising Reviews.
Let us handle your communication and marketing reviews
Since our launch in 2021, Presults has led innovation in the RIA industry, challenging outdated practices with our intuitive archiving solutions.
Today, we’re introducing a new approach to compliance, combining our software tools with expert consulting services. This development aims to streamline your operations and reduce manual tasks. Our knowledgeable team will handle the tedious email and messaging reviews, and offer ongoing guidance on website and marketing practices related to the new SEC Marketing Rule.
- Guarantees and commitments
- Inappropriate responses
- Client complaints
- Insider information
- Political engagement
- Gift transactions
- Bribes
We'll stay on top of your email, text messaging, and other communications compliance by reviewing your team's messages.
- Keyword-based and sample emails
- Monthly detailed reports
- Immediate alerts on potential issues
We'll take a look at your marketing material before releasing it to the public, and guide you to ensure compliance with the Marketing Rule.
- Quick turnaround
- Sensible and reliable
- We won't delay your launch
In true Presults spirit, we are pleased to offer this new service at a very competitive price point, specifically designed for smaller RIA firms.
For Presults clients:
$179
/month
For up to 3 advisors
Non-Presults clients:
$249
/month
For up to 3 advisors
