Presults - Automated Compliance and Archiving

Presults a modern archiving and compliance solution

Ready for proactive, real-time compliance?

Built to solve enterprise-level compliance

Our real-time monitoring solution removes the most painful parts of the archiving experience, so you and your advisor firms can spend more time helping clients figure out their finances.

Archiving that works for you and your advisors

Fed up with outdated and over-priced archiving tools? See how you can save with the Presults modern compliance solution for state, SEC and FINRA registered advisors.

Compliant archiving for all your messages

Capture and store all your data in accordance with SEC rule 17a-4 and other FINRA rules.

Review in real-time or anytime

Eliminate most of your work with our built-in compliance lexicons that stop emails before reaching the recipient.

Audit-ready logging and exports

Easily retrieve emails and web pages in the Presults™ user-friendly comprehensive dashboard.

Works everywhere you work

Trusted by advisors to improve compliance efficiency:

Give your advisors the tools to self-regulate their behavior

Real-time reviews

Come up empty on keyword searches with our real-time alerts. By the time an email was sent out, the issue was already remediated.

Satisfy auditors

Demonstrate your commitment to SEC 17(a)-4 compliance by utilizing a proven tool to help in the process.

Instant feedback

By alerting employees to in-the-moment compliance breaches, they develop awareness and increased responsibility.

Built-in compliance lexicon

Set-it-and-forget-it with our constantly updated lexicon of triggered keywords in outgoing messages.

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"We were stuck with a legacy provider for years, suffering from decades-old solutions, non-existent customer support and exuberant prices. We're glad we switched to Presults!

Archiving

What to Know About SMS Archiving and Compliance Options

SMS archiving refers to the process of saving and storing text messages (SMS) for future reference or compliance purposes. With the increasing reliance on SMS

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May 15, 2023

Archiving

Using Content Marketing to Attract New Clients

Content marketing uses short-form and long-form articles, newsletters, videos, charts, graphs and other information to engage an audience with the goal of landing them as